New FINRA Rule Raises the Standard for Broker-Dealer Disclosure
A new Rule issued by the Financial Industry Regulatory Authority (FINRA) requires greater disclosure by registered broker-dealers, potentially subjecting them to penalties... Read More
New York County Supreme Court Dismisses Fraud, Gross Negligence and Breach of Contract Suit against Investigative Firm
By Lewis Tesser, Partner, and Timothy Nolen, Associate A recent opinion out of the New York County Supreme Court shows how important... Read More